Buch, Englisch
Buch, Englisch
ISBN: 978-0-414-02748-0
Verlag: Sweet & Maxwell
Formerly entitled A Practitioner's Guide to the FSA Handbook, this new 6th edition covers all changes following the establishment of the Financial Conduct Authority and the Prudential Regulation Authority and the creation of the new rulebooks. The new edition is written to follow closely the structure of the handbooks and covers all the significant regulatory developments and how they will impact your day-to-day practice.
Written by a team of leading practitioners who are among the best-known advisors in the City, this book is a detailed, thorough guide and commentary on the handbooks.
Autoren/Hrsg.
Weitere Infos & Material
Introduction - the Regulatory Landscape
Ruth Fox and Ben Kingsley, Slaughter and May
The Role and Statutory Powers of the Regulators
Ruth Fox, Ben Kingsley and John Crosthwait, Slaughter and May
High-level Standards
Hannah Meakin, Norton Rose Fulbright
Prudential Rules and Guidance
Ruth Fox and Ben Kingsley, Slaughter and May
Conduct of Business
Rachel Kent, Hugh Merritt, Victor Fornasier, Julie Patient and Helen Sails, Hogan Lovells
Client Assets
Rachel Kent and Hugh Merritt, Hogan Lovells
The Approved Persons Regime
Tamasin Little and Karen Butler, SJ Berwin
Market Abuse Regime and the Code of Market Conduct
Carlos Conceicao and Chris Stott, Clifford Chance
Financial Crime
Richard Sims, Simmons & Simmons
Authorisation and Supervisions Processes
David Kenmir, PricewaterhouseCoopers
Discipline and Enforcement
Margaret Chamberlain, Travers Smith
Consumer Relations, Complaints and Compensation
Marc Thorley, Simmons & Simmons
